Table of Contents
- Creating your first hold
- Custodian portals
- Tracking custodian responses
- Editing hold notices and settings
- Releasing holds
- Connecting documents to legal holds
Creating your first hold
Creating a hold and selecting custodians
There are a few different ways to create a new legal hold. From the Legal Holds tab, users can select the green “New legal hold” button at the top right.
After clicking this button, you’ll see a dialog where you can enter the name of the hold. If any other holds exist in the database, you can choose to copy all settings, including custodians, hold notice text, and renotification and escalation settings, from that hold, or start with a blank hold.
You can also create new holds from the custodian tab of the legal holds page. To do so, select the custodians that need to receive hold notifications, then click “Issue legal hold” at the top of the custodian table. Selecting “Existing legal hold” will add the custodians to an existing hold on the database, even if hold notices have already been sent out. Selecting “New legal hold” will bring up the same naming dialog as shown above.
After clicking Create in the naming dialog, you will be taken to the legal hold creation wizard. The first step in the legal hold creation wizard asks users to select relevant custodians from the custodian list. If the legal hold was created from the custodian tab, the custodians will already be selected here. If you haven’t added any custodians yet, you can skip this step for now, or add custodians directly from this page.
The process for adding custodians from this page is exactly the same as the process for adding custodians from the Custodians tab. However, once you’ve finished adding the custodians here, you’ll automatically be taken back to the legal hold creation wizard.
The next step in the wizard asks you to draft the hold notice email. You must enter a subject, hold issuer name, and hold issuer email address. The issuer email address will be used as the reply-to email if custodians try to reply to the hold notification email.
To edit the hold notice text, click on the body of the email. A dialog box containing an email editor will appear. From here, you can copy the text of the hold notice from another hold in the database using the “Copy from” button at the top of the dialog, or create the hold notice text from scratch. A variety of formatting options are available.
You can also include merge fields such as #CustodianName and #CustodianEmail, which will personalize the hold notices for each custodian. Merge fields can be added into the hold notice text or the email subject line. The available merge fields are #CustodianName, #CustodianEmail, #IssuerName, #IssuerEmail, #ManagerName, #ManagerEmail, #LegalHoldName, and #IssueDate. You can add merge fields by clicking on the merge field or by typing in the merge field name. You can also see this list and add merge fields to the email subject line by clicking on the green plus sign at the right of the subject entry line.
Finally, the “Go to acknowledge hold” button will automatically be attached to the hold notice email and cannot be deleted.
Once you are done editing your hold notice and have returned to the wizard, you can see what the email looks like in an email inbox by clicking on the “Send test email” button at the bottom of the page. Because emails may include merge fields and may therefore be slightly different for each custodian, you can choose to view the hold notice as a particular custodian. Of course, test emails will be sent only to the selected recipients, not to any actual custodians or any cc/bcc recipients.
The next step in the wizard defines automatic renotification settings. Renotification emails are emails that remind custodians they have not yet acknowledged their legal hold. If you turn on auto-renotification, these notices will be sent automatically to unresponsive custodians after the selected interval (the default is one week). You can edit the message attached to the renotification emails, as well as include additional cc and bcc recipients.
The next step in the wizard defines automatic escalation settings. Escalation emails are emails informing the custodian’s manager that the custodian has not yet acknowledged their hold. If you turn on auto-escalation, these notices will be sent automatically to the managers of unresponsive custodians, with the custodians cc’d, after the selected interval (the default is two weeks). You can edit the message attached to the escalation emails, as well as include additional cc and bcc recipients.
If any selected custodian does not have an associated manager email, escalation emails cannot be sent for that custodian, so you will see the following warning dialog.
You can add the missing emails by clicking the “Add managers” button in the warning dialog, without ever navigating away from the wizard.
Summary page and emails
The final step in the wizard displays a summary of all chosen settings. Fromhere, you can view a list of all custodians selected for the hold; send test emails for the initial hold notice, renotification notice, and escalation notice; and make any necessary changes. You can send your hold notice by selecting “Issue & send emails” at the bottom of the wizard. Please note that once emails have been sent, they cannot be unsent.
If you select the box to send summary emails, anyone in the Recipients box will receive a summary email including all the settings displayed on the summary page of the wizard, the text of the hold notice and any auto-renotification and auto-escalation notices, the date and time that the hold was sent, and the name of the associated database.
Once the hold notice has been issued, custodians will receive the notifications in their email inboxes. When custodians click “Go to acknowledge hold”, they will be taken to their personal custodian acknowledgement portal. Custodians do not need to have Everlaw accounts to access this portal. If custodians do have Everlaw accounts, this portal will not be associated with their existing Everlaw account in any way.
After checking the box and clicking “Confirm acknowledgement”, custodians will see the following confirmation page, and will receive a confirmation email including the date and time of their acknowledgement. If custodians try to access the portal again, they will simply see a notice informing them that they have already acknowledged their hold.
Tracking custodian responses
The legal holds tab contains a list of all holds in the database. Legal holds can have the status Draft, meaning that the hold has not yet been sent out; Issued, meaning that the hold has been issued and is active; and Released, meaning that the hold was previously issued but now custodians have been released from their holds. Draft holds display the date last edited; issued holds display the date issued; and released holds display the date that all custodians were released from their holds.
Issued and released holds also display the number of custodians under the hold. For issued holds, this number is broken down into the number of custodians who have acknowledged the hold, the number of custodians who have not yet acknowledged the hold, and the number of custodians who have been released from the hold (if any).
Only drafted holds can be deleted. Once holds have been issued, that record is preserved until the entire database is deleted.
Clicking View will take you to a dashboard where you can view information about all the custodians who have ever been issued this hold. As you can see in the image below, the Custodians subtab contains a custodian table with information broken down by custodian.
The “Hold status” column indicates whether that custodian is under an active hold. The custodians who are under active holds will have their hold status marked as Issued. If any custodians have been released from the hold, their status will be marked as Released.
Custodians who are under active holds will also have the “Acknowledgement status” column filled out, indicating their current acknowledgement status on the active hold. If holds have been reissued to these custodians, the acknowledgement status will reset. (More information on how to edit and reissue holds can be found in section Editing hold notices and settings.)
The “Communication history” column contains a record of every single event involving that custodian. Events are generated whenever a hold notice, auto-renotification, auto-escalation, manual renotification, or manual escalation email is sent; whenever a custodian acknowledges their hold; and whenever a custodian is released from the hold. You can download the information in this table by selecting custodians, clicking the 3-dot menu that appears at the top of the table, then clicking “Export report”.
From this same table, if you select only custodians who have not yet acknowledged their holds, the buttons Renotify and Escalate will become active. Selecting these buttons will send a manual renotification notice to the selected custodian or manual escalation notice to the selected custodian’s manager. You will be able to edit the renotification or escalation message before sending the emails.
Please note that sending a manual renotification or escalation message will reset the automatic renotification or escalation cadence. This means that if automatic renotification messages are sent every 7 days, and a manual renotification message was sent 4 days after an automatic renotification, then it will be an additional 7 days before another automatic renotification message is sent.
If you want to view a chronological list of all events on the hold, not broken down by custodian, click on the Activity subtab.
From here, you can filter by event date and export a record of chronological events by clicking on the Export button at the upper right of the table. Within the table, clicking the blue text (“5 custodians”) will pop out a list of custodians involved in the event. Clicking on the preview icon under “View emails” will bring up an exact record of the email(s) sent, including email text, email issuer, date/time sent, and To/From/Cc/Bcc/Subject fields.
Editing hold notices and settings
If you need to make changes to your legal hold after it has already been issued, click on the 3-dot menu at the top right of the page. From here, you will see options to add more custodians to the hold, and view or edit the hold notice email, issuer contact, auto-renotification settings, and auto-escalation settings.
Please note that editing and reissuing a hold notice email will reset all custodians’ acknowledgement statuses to Not Acknowledged, although old acknowledgement events will still be recorded in the Communication History column and on the Activity tab. All custodians on the hold will be required to acknowledge the updated and reissued notice.
To release some but not all custodians from the hold, select the custodians you want to release, then select the Release button at the top of the table, next to the Renotify and Escalate buttons. To release all custodians from the hold, select the “Release hold” button in the upper right. Holds will only receive the status “Released” when all custodians have been released from the hold.
Whenever any custodians are released, you will be asked to select whether you want to send release notice emails to custodians or silently release the custodians from the hold without notifying them.
If you choose to send release notice emails, you will be taken to an email editing screen where you can write a release notice. Please note that if you choose not to notify custodians, you won’t be able to send release notice emails to custodians later. However, release events will be recorded in the platform whether or not custodians receive release emails.
Connecting documents to legal holds
Users with both upload and legal hold permissions will now see a Legal Holds section on the Details page when running a native upload.
If the documents in the native upload should be associated with a legal hold in the database, click Yes, then select that legal hold from the dropdown. Once you’ve selected the legal hold, continue to the Custodians step of the native upload wizard. On the Custodians step of the native upload wizard, the custodian dropdown will automatically include all custodians on that legal hold under the header “From legal hold”.
From here, select the appropriate custodian from the legal hold. You can select different custodians for each subfolder.
Please note that if you do not connect your documents to a legal hold during upload now, you will not be able to connect these documents to a hold later.
Once the upload has been completed, documents associated with each custodian will be displayed on the legal hold custodian table under “Documents collected”.
Click on the blue number in this column to be taken to a results table with all documents collected from this custodian.